Publications
A compilation of writings by Shelly Forde or in collaboration with others for the benefit of individuals, businesses, regulators and other compliance professionals where appropriate:
Determining When To Conduct an Independent AML Audit
Conducting independent Anti-Money Laundering (AML) audits is crucial for ensuring compliance and detecting potential financial crimes.
Navigating Complex Business Problems
Navigating Complex Business Problems with a strategic approach to resolving them. Considering expert support in resolution process is always a good option.
Fit and Proper Inspection
Complying with the Bank Secrecy Act and Anti-Money Laundering Regulations
Navigating the Fintech Future
Navigating the Fintech Future: Preparing Your Compliance Department
Fintech Compliance Regulations
November Country and Regional Highlights on Fintech Compliance Regulations
Globally Trending Scams
October Country and Regional Highlights Globally Trending Scams
Independent AML Audit
Understanding the Necessity and Legal Requirements of an Independent AML Audit
Regulatory Audit or Inspection
Preparing for a Regulatory Audit or Inspection: Essential Steps to Follow.
Combating Tax Erosion
September Country and Regional Highlights Combating Tax Erosion
Complying with the BSA and AML Regulations
Complying with the Bank Secrecy Act and Anti-Money Laundering Regulations
Boost Your Company's Efficiency
Boost Your Company's Efficiency
5 Anti-Money Laundering Resources
Dealing with regulators can be a challenging yet necessary part of running a business or managing certain aspects of your life. Whether you're facing government agencies, industry-specific authorities, or compliance bodies, maintaining a positive relationship and navigating the regulatory landscape is essential.
Board Reporting: Compliance Deficiencies
It is essential to keep the board apprised of anti-money laundering deficiencies or regulatory non-compliance. The compliance and legal departments are critical in identifying and communicating deficiencies.
AML Trends
August Country and Regional Highlights AML trend for the remainder of the year.
Regulatory Compliance Consulting Decoded: Unlocking Your Business Potential!
The benefits, rationale and need for a compliance consultant to take your business to the next level.
Considering the Advantages: 5 Benefits of Central Bank Digital Currencies (CBDCs)
Considering the Advantages: 5 Benefits of Central Bank Digital Currencies (CBDCs)
Central Bank Digital Currency: Advantages, Disadvantages, and Global Adoption
Central Bank Digital Currency: Advantages, Disadvantages, and Global Adoption
5 Tips to Improve Interactions with Regulators
Dealing with regulators can be a challenging yet necessary part of running a business or managing certain aspects of your life. Whether you're facing government agencies, industry-specific authorities, or compliance bodies, maintaining a positive relationship and navigating the regulatory landscape is essential.
HFSC Advances Digital Asset Legislation
HFSC Advances Digital Asset Legislation for stable coin and consumer protection.
Driving Transparency: Key Regulations on Beneficial Ownership Across the Globe
Comparison of the different beneficial ownership regulations in the Caribbean, US and UK.
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Disclaimer: The contents of this page do not purport to reflect the views and opinions of any employers, organizations, associations, company or group that Shelly may be affiliated with nor does the content seek to advise or direct readers.